Professional Conduct Workshop
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Event Description
Compliance and Money Laundering Reporting Officers, Head of Business Units, Executive Management and Auditors of Financial Institutions
The course will be delivered in English. The trainers are bilingual and if required will be able to answer questions in Arabic.
What will you learn?
- Code of ethics and conduct
- Importance of acting ethically
- Definition of misconduct
- Gifts and benefits
- Conflict of interest
- Data confidentiality
- Insider dealing
- Market manipulation
- Chinese wall
- Benefits of acting ethically
- Case studies and role play
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Organiser Contact Details
NASDAQ Dubai
PO Box 53536Building 5, Level 7, Dubai International Financial Centre
DIFC
Dubai
United Arab Emirates
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